Nicholas F. Lemus

SUMMIT WEALTH AND RETIREMENT PARTNERS

San Clemente, CA

Some features on this profile are disabled

CRD#: 7559730

Professional summary

Nicholas Fernando Lemus, who also goes by Nick Lemus, is a registered financial advisor currently at SUMMIT WEALTH AND RETIREMENT PARTNERS located in San Clemente, California.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicholas has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Lemus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Fernando Lemus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2026 - Present

SUMMIT WEALTH AND RETIREMENT PARTNERS

RIA

CRD#: 285972

San Clemente, CA

Past

June 24, 2022 - May 31, 2023

GREAT PACIFIC SECURITIES

CRD#: 29251

COSTA MESA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH AND RETIREMENT PARTNERS

DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.

CRD#: 285972 / SEC#: 801-108910

RIA

Registered Investment Advisory firm - (1/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/30/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/24/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/7/2021

Securities Industry Essentials Examination

Current Firm

SUMMIT WEALTH AND RETIREMENT PARTNERS

DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.

CRD#: 285972 / SEC#: 801-108910

RIA

Registered Investment Advisory firm - (1/5/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

435 E Shore Drive Suite 220, Eagle, ID 83616

Mailing Address

2000 Crow Canyon Place Suite 410, San Ramon, CA 94583

Phone number

(925) 927-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-08-18 SUMMIT WEALTH & RETIREMENT PARTNERS FORM ADV PART 2A (8/18/2025)

Regulatory assets under management

Total Number of Accounts	966
AUM (Assets Under Management)	$ 824,768,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas F. Lemus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Fernando Lemus's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT WEALTH AND RETIREMENT PARTNERS

GREAT PACIFIC SECURITIES

Primary Firm SEC Registration

SUMMIT WEALTH AND RETIREMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2022

Series 7TO

Date: 6/24/2022

SIE

Date: 11/7/2021

Current Firm

SUMMIT WEALTH AND RETIREMENT PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH AND RETIREMENT PARTNERS

TRUST BUT VERIFY

Similar Advisors