Hitendra Kumar Saini
Professional Summary
Hitendra Kumar Saini, who also goes by Hiten Saini, is a registered financial advisor currently at ALPACA SECURITIES LLC located in New York, New York. Hitendra is registered as a RR (Registered Representative) and started their career in finance in 2024. Hitendra has worked at 1 firm and has passed the Series 7TO, Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hitendra Kumar Saini, Hiten Saini
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ALPACA CLEARING | ALPACA SECURITIES LLC
Contact Information
Main Address
12 E 49th St. Floor 11, New York, NY 10017Mailing Address
169 Madison Ave Ste 46989, New York, NY 10016Phone Number
(941) 231-4093Established
Delaware since 03/15/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPACADB, INC. | SOLE MEMBER | — |
| DIAZ, ZACHARY LUCIANO | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 6027965 |
| DUSSEAULT, DAVID STANLEY | PRESIDENT | 2819891 |
| GARZA, FELIPE | AML COMPLIANCE OFFICER | 4613815 |
| LEE, TONY | GLOBAL HEAD OF BROKERAGE | 5618563 |
| SAUGSTAD, MONIQUE D | CHIEF COMPLIANCE OFFICER | 4127241 |
| WETTERWALD, TAMMY CAO | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6113272 |
| ZIA, NABEEL | CHIEF RISK OFFICER | 6787622 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Hitendra Kumar Saini's CRS (Customer Relationship Summary).
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