AR
Alexandre Reboud
CETERA INVESTMENT ADVISERS LLC
Miami, FL
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CRD#: 7557990
AR
Professional summary
Alexandre Reboud is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Miami, Florida and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.
Alexandre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Alexandre has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: MIAMI MARLINS INVESTMENT RELATED: NO ADDRESS: 501 MARLINS WAY, MIAMI, FL 33125 NATURE OF BUSINESS: SPORTS ENTERTAINMENT START DATE: 6/2023 POSITION/TITLE/RELATIONSHIP: GUEST EXPERIENCE REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: GUEST EXPERIENCE REPRESENTATIVE; 2. NAME OF OTHER BUSINESS: BASKETBALL PROPERTIES LTD INVESTMENT RELATED: NO ADDRESS: 601 BISCAYNE BLVD, MIAMI, FL 33132 NATURE OF BUSINESS: SPORTS ENTERTAINMENT START DATE: 10/2021 POSITION/TITLE/RELATIONSHIP: GUEST SERVICES APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: GUEST SERVICES; 3. NAME OF OTHER BUSINESS: SOUTH FLORIDA STADIUM LLC INVESTMENT RELATED: NO ADDRESS: 347 DON SHULA DRIVE, MIAMI GARDENS, FL 33056 NATURE OF BUSINESS: SPORTS ENTERTAINMENT START DATE: 8/2023 POSITION/TITLE/RELATIONSHIP: GUEST EXPERIENCE REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: GUEST EXPERIENCE REPRESENTATIVE;
CRS (Client Relationship Summary) - RIA
Click below to view Alexandre Reboud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Miami, FL
Current
November 21, 2023 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 15340
El Segundo, CA
Current
November 21, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
El Segundo, CA
Current
November 21, 2023 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10358
El Segundo, CA
Current
November 21, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10299
El Segundo, CA
Past
September 14, 2022 - February 8, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/21/2023)
IAR
Florida(3/9/2024)
RR
Indiana(12/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
