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Mark C. Boccarossa

LEGACY WEALTH MANAGEMENT GROUP
LYNCHBURG, VA 24501
Some features on this profile are disabled
CRD#: 7557936
MB

Professional summary

Mark Clement Boccarossa, who also goes by Mark C. Boccarossa, is a registered financial advisor currently at LEGACY WEALTH MANAGEMENT GROUP, INC. located in Lynchburg, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Mark has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark C. Boccarossa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Clement Boccarossa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2022 - Present

LEGACY WEALTH MANAGEMENT GROUP, INC.

Office #1: 1971 English Tavern Road, Lynchburg, VA 24501
RIA
CRD#: 322235
LYNCHBURG, VA
Past

May 17, 2022 - August 9, 2022

CAITLIN JOHN, LLC

RIA
CRD#: 154494
Lynchburg, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEGACY WEALTH MANAGEMENT GROUP, INC.
LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD#: 322235 / SEC#: 801-126092

RIA
Registered Investment Advisory firm - (12/6/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(8/8/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/22/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/25/2021
Securities Industry Essentials Examination

Current Firm

LW
LEGACY WEALTH MANAGEMENT GROUP, INC.
LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD#: 322235 / SEC#: 801-126092

RIA
Registered Investment Advisory firm - (12/6/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1971 English Tavern Road, Lynchburg, VA 24501
Mailing Address
Phone number
(434) 266-1214
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LWMG ADV PART 2A (6/12/2025)
LWMG WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,422
AUM (Assets Under Management)$ 233,294,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD#: 322235Lynchburg, VA 24501

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