Jason D. Hoffman
Professional summary
Jason Donald Hoffman, who also goes by Jason Hoffman, is a registered financial professional currently at PRINCIPAL SECURITIES, INC. located in Minneapolis, Minnesota and PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Minneapolis, Minnesota.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2022. Jason has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Donald Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2022 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 222 S 9th St Ste 1300, Minneapolis, MN 55402January 24, 2024 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 222 S 9th St Ste 1300, Minneapolis, MN 55402State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2022)
Exams
Series 6TO
Date: 6/22/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| BERG, JOHN THOMAS | DIRECTOR | 7973551 |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
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