MM
Matthew L. Moore
FIRST COMMAND ADVISORY SERVICES
Wichita, KS 67207
Some features on this profile are disabled
CRD#: 7557307
MM
Matthew Leon MooreFIRST COMMAND ADVISORY SERVICES
Professional summary
Matthew Leon Moore is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Wichita, Kansas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Wichita, Kansas.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: United States Marine Corps ; Whether the business is investment-related: No ; Address of the other business: 7116 SE Forbes Ave, Topeka, KS 66619 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Platoon Sergeant ; The start date of your relationship: 6/4/2018 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: Leading marines and carrying out the commander's intent (2) Name of the other business: Prairie Fire Advisors, Inc. Whether the business is investment-related: No Address of the other business: 1121 Hudson Ave. Suite. B, Manhattan, KS 66503 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Shareholder The start date of your relationship: Nov 15, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: no duties (3) Name of the other business: Moore Financial Planning LLC Whether the business is investment-related: Yes Address of the other business: Wichita KS 67235 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Use this LLC as a First Command Business. No outside funds or activities from this LLC outside of FC funds.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Leon Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 9415 E Harry St Suite 202, Wichita, KS 67207RIA
CRD#: 281958
Wichita, KS
Current
October 13, 2022 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 9415 E Harry St - Suite 202, Wichita, KS 67207BD
CRD#: 3641
Wichita, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/15/2026)
RR
Florida(7/11/2025)
RR
Georgia(8/30/2024)
RR
Kansas(1/19/2023)
IAR
Kansas(1/19/2023)
RR
Missouri(4/10/2023)
RR
Oklahoma(1/19/2026)
RR
Texas(4/23/2024)
IAR
Texas(4/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Loading...
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Wichita, KS 67207TRUST BUT VERIFY
Monitor Matthew Moore
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
