Nan Wu
Professional summary
Nan Wu, who also goes by Ava Wu, is a registered financial professional currently at CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York and CLSA AMERICAS, LLC located in New York, New York.
Nan is registered as a RR (Registered Representative) and started their career in finance in 2022. Nan has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nan Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2022 - Present
CITIC SECURITIES INTERNATIONAL USA, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036April 28, 2025 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2025)
(4/28/2025)
(10/21/2022)
(4/28/2025)
(4/28/2025)
(4/28/2025)
Exams
Series 7TO
Date: 8/9/2022
General Securities Representative ExaminationFINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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