David O'neill
Professional Summary
David O'neill, who also goes by David O?neill, is a registered financial advisor currently at CAUSEWAY SECURITIES LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David O?neill
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CAUSEWAY SECURITIES LLC
Contact Information
Main Address
405 Lexington Avenue, Room 2613, New York, NY 10174Mailing Address
405 Lexington Avenue, Room 2613, New York, MN 10174Phone Number
(224) 370-3769Established
Florida since 06/25/2021Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/27/2023)
(1/8/2024)
(3/20/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David O'neill's CRS (Customer Relationship Summary).
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