John J. Papielion
Professional summary
John Joseph Papielion is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Saratoga Springs, New York and NYLIFE SECURITIES LLC located in Saratoga Springs, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Papielion's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 110 Henry Street, Saratoga Springs, NY 12866December 12, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 110 Henry Street, Saratoga Springs, NY 12866Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2023)
(3/29/2023)
Exams
Series 7TO
Date: 12/10/2022
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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