Christopher M. Mulch
Professional summary
Christopher Michael Mulch is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Tampa, Florida and NYLIFE SECURITIES LLC located in Tampa, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Mulch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 3000 Bayport Drive Suite 1100, Tampa, FL 33607December 12, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 3000 Bayport Drive Suite 1100, Tampa, FL 33607Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2024)
(12/15/2023)
(1/3/2025)
Exams
Series 7TO
Date: 2/22/2024
General Securities Representative ExaminationSeries 6TO
Date: 12/12/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Tampa, FL 33607TRUST BUT VERIFY
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