HG
Harrison A. Graham
KESTRA ADVISORY SERVICES
Southbury, CT 06488
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CRD#: 7554126
HG
Professional summary
Harrison Aaron Graham is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Southbury, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Southbury, Connecticut.
Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Harrison has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-owner of rental property located in Little Elm, TX, as of 05/14/2024; 0% time spent during business hours; Not conducted at branch location; Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Harrison Aaron Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2 Pomperaug Office Park Ste 301, Southbury, CT 06488RIA
CRD#: 283330
Southbury, CT
Current
November 25, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2 Pomperaug Office Park Ste 301, Southbury, CT 06488BD
CRD#: 42046
Southbury, CT
Past
May 16, 2024 - November 22, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Glastonbury, CT
Past
May 16, 2024 - November 22, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Glastonbury, CT
Past
October 11, 2022 - May 21, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Dallas, TX
Past
July 22, 2022 - May 21, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2024)
RR
Arizona(11/25/2024)
RR
Arkansas(11/25/2024)
RR
California(11/25/2024)
RR
Colorado(11/25/2024)
RR
Connecticut(11/25/2024)
IAR
Connecticut(11/25/2024)
RR
Delaware(11/25/2024)
RR
District of Columbia(11/25/2024)
RR
Florida(11/25/2024)
RR
Georgia(11/25/2024)
RR
Hawaii(11/25/2024)
RR
Illinois(11/25/2024)
RR
Indiana(11/25/2024)
RR
Kansas(11/25/2024)
RR
Kentucky(11/25/2024)
RR
Louisiana(11/25/2024)
RR
Maine(11/25/2024)
RR
Maryland(11/25/2024)
RR
Massachusetts(11/25/2024)
RR
Michigan(11/25/2024)
RR
Minnesota(11/25/2024)
RR
Missouri(11/25/2024)
RR
Montana(11/25/2024)
RR
Nebraska(11/25/2024)
RR
Nevada(11/25/2024)
RR
New Hampshire(11/25/2024)
RR
New Jersey(11/25/2024)
RR
New Mexico(11/25/2024)
RR
New York(11/25/2024)
RR
North Carolina(12/2/2024)
RR
Ohio(11/25/2024)
RR
Oklahoma(11/25/2024)
RR
Pennsylvania(11/25/2024)
RR
Rhode Island(11/25/2024)
RR
South Carolina(11/25/2024)
RR
South Dakota(11/25/2024)
RR
Tennessee(11/25/2024)
RR
Texas(11/25/2024)
IAR
Texas(3/3/2025)
RR
Utah(11/25/2024)
RR
Vermont(11/25/2024)
RR
Virginia(11/25/2024)
RR
Washington(11/25/2024)
RR
West Virginia(11/25/2024)
RR
Wisconsin(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Southbury, CT 06488TRUST BUT VERIFY
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