Cory M. Large

ANCHOR BAY PRIVATE WEALTH LLC

CARLSBAD, CA 92008

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CRD#: 7553891

Professional summary

Cory Matthew Large is a registered financial advisor currently at ANCHOR BAY PRIVATE WEALTH LLC located in Carlsbad, California and ANCHOR BAY CAPITAL, INC. located in Carlsbad, California.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Cory has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Matthew Large's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2024 - Present

ANCHOR BAY PRIVATE WEALTH LLC

Office #1: 5780 Fleet Street Suite 308, Carlsbad, CA 92008

RIA

CRD#: 327418

CARLSBAD, CA

Current

December 18, 2024 - Present

ANCHOR BAY CAPITAL, INC.

Office #1: 5780 Fleet St. Suite 308, Carlsbad, CA 92008

RIA

CRD#: 116913

Carlsbad, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.

CRD#: 116913 / SEC#: 801-107983

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

California

Registered Investment Advisory firm - (7/15/2016 Terminated)

Utah

Registered Investment Advisory firm - (6/15/2016 Terminated)

Washington

Registered Investment Advisory firm - (7/15/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/18/2024)

IAR

Washington
(12/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2024

Uniform Investment Adviser Law Examination

Current Firm

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.

CRD#: 116913 / SEC#: 801-107983

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

California

Registered Investment Advisory firm - (7/15/2016 Terminated)

Utah

Registered Investment Advisory firm - (6/15/2016 Terminated)

Washington

Registered Investment Advisory firm - (7/15/2016 Terminated)

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Contact information

Main Address

5780 Fleet St. Suite 308, Carlsbad, CA 92008

Mailing Address

Phone number

(760) 602-3470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCHOR BAY CAPITAL PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 219,444,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cory M. Large

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Matthew Large's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCHOR BAY PRIVATE WEALTH LLC

ANCHOR BAY CAPITAL, INC.

Primary Firm SEC Registration

ANCHOR BAY CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2024

Current Firm

ANCHOR BAY CAPITAL, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCHOR BAY CAPITAL, INC.

TRUST BUT VERIFY

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