RS
Robert L. Schwartz
FEDERATED INVESTMENT COUNSELING
Charlotte, NC
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CRD#: 7553616
RS
Professional summary
Robert Lee Schwartz is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Robert has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM 3/1/2025 TO PRESENT, BOARD MEMBER AT 99 TARTANS ALUMNI ANGELS AT 4765 FORBES AVENUE, PITTSBURGH, PA 15213. DUTIES ARE NOT PERFORMED DURING TRADING HOURS. DUTIES ARE INVESTMENT RELATED. TIME SPENT IS APPROXIMATLY 10 HOURS PER MONTH. FROM 10/2023 TO PRESENT, MBA PARTNER AT 99 TARTANS AT 6401 PENN AVENUE, FLOOR 3, PITTSBURGH, PA 15206. DUTIES ARE NOT PERFORMED DURING TRADING HOURS. DUTIES ARE INVESTMENT RELATED. TIME SPENT IS APPROXIMATLY 8 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lee Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2022 - Present
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/13/2022)
IAR
Puerto Rico(5/13/2022)
IAR
Texas(5/13/2022)
Current Firm
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
