Brian M. Lantz
Professional summary
Brian Michael Lantz is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greencastle, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Greencastle, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brian has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Lantz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 40 Center Sq, Greencastle, PA 17225June 23, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 40 Center Sq, Greencastle, PA 17225Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2025)
(5/8/2024)
(6/23/2022)
(1/7/2025)
(10/22/2024)
(9/15/2022)
(9/15/2022)
(6/23/2022)
(12/12/2022)
(9/15/2022)
(9/15/2022)
(9/15/2022)
(9/16/2022)
(9/15/2022)
(9/15/2022)
(9/15/2022)
(12/17/2024)
(9/15/2022)
(9/15/2022)
Exams
Series 7TO
Date: 6/23/2022
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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