Seth B. Layton

NEXT PHASE ADVISORS

CULLMAN, AL 35055

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CRD#: 7550971

Professional summary

Seth Bryan Layton is a registered financial advisor currently at NEXT PHASE ADVISORS located in Cullman, Alabama.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Seth has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of outside business: Nolen Financial Group LLC ; Is the business investment related: Yes; Location of the business: 1120 2nd Ave SW Cullman AL 35055 United States; Description of the business: Insurance Brokerage; Position Title: Agent; Responsibilities Duties: Make recommendations on Life insurance and/or fixed annuity products; Start date with business: 2024-09-01; Hours per month devoted to business during trading hours: 80; Hours per month devoted to business outside trading hours: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Bryan Layton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2024 - Present

NEXT PHASE ADVISORS

Office #1: 1120 2nd Ave Sw, Cullman, AL 35055

RIA

CRD#: 331622

CULLMAN, AL

Past

May 9, 2022 - July 19, 2023

FREEDOM FINANCIAL COACHING, LLC

RIA

CRD#: 299696

SMITHFIELD, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2022

Uniform Investment Adviser Law Examination

Current Firm

NEXT PHASE ADVISORS

NEXT PHASE ADVISORS | NEXT PHASE ADVISORS LLC

CRD#: 331622 / SEC#:

Alabama

Registered Investment Advisory firm - (9/13/2024 Approved)

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Contact information

Main Address

1120 2nd Ave Sw, Cullman, AL 35055

Mailing Address

1236 Cullman Shopping Center Nw Ste 130, Cullman, AL 35055

Phone number

(256) 841-7727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 31,512,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth B. Layton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Bryan Layton's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT PHASE ADVISORS

FREEDOM FINANCIAL COACHING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2022

Current Firm

NEXT PHASE ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEXT PHASE ADVISORS

TRUST BUT VERIFY

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