Maria Adeliza M. Diego
Professional summary
Maria Adeliza Mabansag Diego is a registered financial professional currently at SLD AMERICA EQUITIES, INC. .
Maria Adeliza is registered as a RR (Registered Representative) and started their career in finance in 2022. Maria Adeliza has worked at 2 firms and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Adeliza Mabansag Diego's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2024 - Present
SLD AMERICA EQUITIES, INC.
Office #1: 12/f One Cyberpod Centris Bl Eton Centris, Edsa Cor. Quezon Ave, Quezon City 1100June 29, 2022 - July 24, 2023
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 6/29/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SLD AMERICA EQUITIES, INC.
CRD#: 36259 / SEC#: , 8-47089
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY LIFE OF DENVER INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| ANDERSON, KELLY MARIE | DEPUTY COMPLIANCE OFFICER | 1819119 |
| BURNS, BRANDI JO | PRESIDENT | 5862366 |
| DIXIT, ANURAKT | CHAIR/DIRECTOR | 8029030 |
| ESLINGER, CHAD MICHAEL | CHIEF COMPLIANCE OFFICER | 4182299 |
| KILIAN, CONRAD JOHANN | FINANCIAL AND OPERATIONS PRINCIPAL | 6214509 |
| SOCHA, KEVIN ROBERT | DIRECTOR | 7241694 |
| WIESE, AMY JO | DIRECTOR | 5928677 |
Disclosures
| Regulatory Event | 1 |
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