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FIRM PROFILE
Overview
SLD AMERICA EQUITIES, INC. is located at 1475 Dunwoody Drive Attention:compliance, West Chester, PA 19380 and was first established at Philadelphia, Colorado in 09/27/1993. After operating for 32 years, SLD AMERICA EQUITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SLD AMERICA EQUITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SLD AMERICA EQUITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SLD AMERICA EQUITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SLD AMERICA EQUITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SLD AMERICA EQUITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SLD AMERICA EQUITIES, INC. Comes From
Understanding the Statistics for SLD AMERICA EQUITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1475 Dunwoody Drive Attention:compliance, West Chester, PA 19380
1475 Dunwoody Drive Attention:compliance, West Chester, PA 19380
Small
(763) 342-9429
Colorado since 09/27/1993
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SECURITY LIFE OF DENVER INSURANCE COMPANY | PARENT OF BROKER/DEALER | ||
| ANDERSON, KELLY MARIE | DEPUTY COMPLIANCE OFFICER | 1819119 | |
| BURNS, BRANDI JO | PRESIDENT | 5862366 | |
| DIXIT, ANURAKT | CHAIR/DIRECTOR | 8029030 | |
| ESLINGER, CHAD MICHAEL | CHIEF COMPLIANCE OFFICER | 4182299 | |
| KILIAN, CONRAD JOHANN | FINANCIAL AND OPERATIONS PRINCIPAL | 6214509 | |
| SOCHA, KEVIN ROBERT | DIRECTOR | 7241694 | |
| WIESE, AMY JO | DIRECTOR | 5928677 |
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Advisor's working at SLD AMERICA EQUITIES, INC.
Kelly Marie Anderson
Michael Christopher Hill
Chad Michael Eslinger
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