Jo-anne M. Jessee
Professional summary
Jo-anne Marie Jessee is a registered financial professional currently at THE LEADERS GROUP, INC. located in Los Angeles, California.
Jo-anne is registered as a RR (Registered Representative) and started their career in finance in 2024. Jo-anne has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jo-anne Marie Jessee's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 2049 Century Park E, Suite 1940, Los Angeles, CA 90067December 12, 2024 - March 27, 2025
CETERA INVESTMENT ADVISERS LLC
August 2, 2024 - March 27, 2025
CETERA INVESTMENT SERVICES LLC
August 2, 2024 - March 27, 2025
CETERA FINANCIAL SPECIALISTS LLC
August 2, 2024 - March 27, 2025
CETERA ADVISORS LLC
August 2, 2024 - March 27, 2025
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2025)
Exams
Series 7TO
Date: 8/2/2024
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
