CS
Caleb Smith
J.W. COLE FINANCIAL
Medway, MA 02053
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CRD#: 7548121
CS
Professional summary
Caleb Smith, who also goes by Caleb Bradford Smith, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Medway, Massachusetts.
Caleb is registered as a RR (Registered Representative) and started their career in finance in 2022. Caleb has worked at 2 firms and has passed the Series 66, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Caleb Bradford Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Trajex Marketing Solutions, LLC Investment related: No "Address: 140 Swanson Rd Unit 423 Boxborough, MA 01719 Website: https://www.trajexms.com/" Nature of the other business: Marketing Position/Title/Relationship: Employee/Contractor Start Date: 12/15/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business is marketing services company, providing SEO, SMS, marketing consulting, etc. I provide occasional, basic business consulting, helping create budget models and business resources internally and for clients. I am the CFO but do nothing related to securities, work is not related to JPMC role. Effective 4/25/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
CRS (Client Relationship Summary) - BD
Click below to view Caleb Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2025 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 165 Village Street, Medway, MA 02053BD
CRD#: 124583
Medway, MA
Past
October 14, 2022 - September 28, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BOSTON, MA
Past
August 15, 2022 - September 28, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(10/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2022
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
JC
J.W. COLE FINANCIAL, INC.
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634
Phone number
(813) 935-6776
Established
Florida since 10/14/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583Medway, MA 02053TRUST BUT VERIFY
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