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NV

Nidhi M. Vora

VF SECURITIES
Mumbai, 400093
Some features on this profile are disabled
CRD#: 7547430
NV

Professional summary


Nidhi Miraj Vora is a registered financial professional currently at VF SECURITIES .

Nidhi is registered as a RR (Registered Representative) and started their career in finance in 2022. Nidhi has worked at 1 firm and has passed the Series 99TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nidhi Miraj Vora's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 17, 2022 - Present

VF SECURITIES

Office #1: Quest Coworks, Technopolis Knowledge Park 5th Floor, Hanuman Nagar, Andheri East, Mumbai 400093
BD
CRD#: 315194
Mumbai,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 2/3/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2022
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm


VS
VF SECURITIES
VESTED | VF SECURITIES, INC | VF SECURITIES | VESTED FINANCE

CRD#: 315194 / SEC#: , 8-70745

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
222 N. Sepulveda Blvd. Suite 10-124, El Segundo, CA 90245
Mailing Address
222 N. Sepulveda Blvd. Suite 10-124, El Segundo, CA 90245
Phone number
(303) 217-0143
Established
Delaware since 06/07/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VESTED HOLDING CORPOWNER
BRODY, SCOTT NATHANCHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER2890610
BROWN, SCOTT LESLIEPRINCIPAL FINANCIAL OFFICER/FINOP6694802
PATHAN, SHABANAASSOCIATE COMPLIANCE DIRECTOR5146041

Red Flags


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Company Information


VF SECURITIES

CRD#: 315194Mumbai 400093

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