David M. Loev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David M Loev was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2022. David had worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2023 - June 8, 2023
CIM SECURITIES, LLC
September 22, 2022 - March 24, 2023
GREAT POINT CAPITAL LLC
May 7, 2022 - September 22, 2022
POPPLETON FINANCIAL, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/7/2022
General Securities Representative ExaminationCurrent Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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