Margo Mccormack Rudd
Professional Summary
Margo Mccormack Rudd, who also goes by Margo Alexandra Mccormack, Margo Mccormack, is a registered financial advisor currently at BTIG, LLC located in New York, New York. Margo is registered as a RR (Registered Representative) and started their career in finance in 2024. Margo has worked at 1 firm and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Margo Alexandra Mccormack, Margo Mccormack
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC
Contact Information
Main Address
350 Bush Street 9th Floor, San Francisco, CA 94104Mailing Address
350 Bush Street 9th Floor, San Francisco, CA 94104Phone Number
(415) 248-2200Established
Delaware since 06/05/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
12Civil Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/13/2024)
(8/13/2024)
(8/13/2024)
(8/13/2024)
(8/13/2024)
(8/13/2024)
(8/12/2024)
(8/13/2024)
(8/13/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Margo Mccormack Rudd's CRS (Customer Relationship Summary).
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