RP
Robert Pellette
STATE FARM VP MANAGEMENT
Richardson, TX 75082-2200
Some features on this profile are disabled
CRD#: 7545028
RP
Professional summary
Robert Pellette, who also goes by Robert Michael Pellette, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Richardson, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2024. Robert has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Michael Pellette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Pellette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1150 State St Ste 1000, Richardson, TX 75082-2200BD
CRD#: 43036
Richardson, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/28/2024)
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Alaska(10/28/2024)
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Arizona(10/28/2024)
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Arkansas(10/28/2024)
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California(10/28/2024)
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Colorado(10/28/2024)
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Connecticut(10/28/2024)
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Delaware(10/28/2024)
RR
District of Columbia(10/28/2024)
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Florida(10/28/2024)
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Georgia(10/28/2024)
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Hawaii(10/28/2024)
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Idaho(10/28/2024)
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Illinois(10/28/2024)
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Indiana(10/28/2024)
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Iowa(10/28/2024)
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Kansas(10/28/2024)
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Kentucky(10/28/2024)
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Louisiana(10/28/2024)
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Maine(10/28/2024)
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Maryland(10/28/2024)
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Michigan(10/28/2024)
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Minnesota(10/28/2024)
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Mississippi(10/28/2024)
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Missouri(10/28/2024)
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Montana(10/28/2024)
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Nebraska(10/28/2024)
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Nevada(10/28/2024)
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New Hampshire(10/28/2024)
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New Jersey(10/28/2024)
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New Mexico(10/28/2024)
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New York(10/28/2024)
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North Carolina(10/28/2024)
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North Dakota(10/28/2024)
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Ohio(10/29/2024)
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Oklahoma(10/28/2024)
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Oregon(10/28/2024)
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Pennsylvania(10/28/2024)
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South Carolina(10/28/2024)
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South Dakota(10/28/2024)
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Tennessee(10/28/2024)
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Texas(10/11/2024)
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Utah(10/28/2024)
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Vermont(10/28/2024)
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Virginia(10/28/2024)
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Washington(10/28/2024)
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West Virginia(10/28/2024)
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Wisconsin(10/28/2024)
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Wyoming(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/18/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STATE FARM VP MANAGEMENT CORP.
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One State Farm Plaza, Bloomington, IL 61710-0001
Mailing Address
One State Farm Plaza, Bloomington, IL 61710-0001
Phone number
(833) 430-8518
Established
Delaware since 11/27/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
