BT
Brett T. Tracy
PARALEL DISTRIBUTORS
DENVER, CO 80290
Some features on this profile are disabled
CRD#: 7544840
BT
Professional summary
Brett Thomas Tracy is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2022. Brett has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brett Thomas Tracy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2025 - Present
PARALEL DISTRIBUTORS
Office #1: 1700 Broadway Suite 2100, Denver, CO 80290BD
CRD#: 316115
DENVER, CO
Past
April 24, 2025 - October 28, 2025
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
BD
CRD#: 154559
SALT LAKE CITY, UT
Past
July 10, 2023 - April 9, 2025
INLAND SECURITIES CORPORATION
BD
CRD#: 15807
OAK BROOK, IL
Past
August 5, 2022 - April 4, 2023
FS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 145244
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2026)
RR
Alaska(1/5/2026)
RR
Arizona(1/5/2026)
RR
Arkansas(1/5/2026)
RR
California(1/5/2026)
RR
Colorado(1/5/2026)
RR
Connecticut(1/5/2026)
RR
Delaware(1/5/2026)
RR
District of Columbia(1/5/2026)
RR
Florida(1/5/2026)
RR
Georgia(1/5/2026)
RR
Hawaii(1/5/2026)
RR
Idaho(1/5/2026)
RR
Illinois(1/5/2026)
RR
Indiana(1/5/2026)
RR
Iowa(1/5/2026)
RR
Kansas(1/5/2026)
RR
Kentucky(1/5/2026)
RR
Louisiana(1/5/2026)
RR
Maine(1/5/2026)
RR
Maryland(1/5/2026)
RR
Massachusetts(1/5/2026)
RR
Michigan(1/5/2026)
RR
Minnesota(1/5/2026)
RR
Mississippi(1/5/2026)
RR
Missouri(1/5/2026)
RR
Montana(1/5/2026)
RR
Nebraska(1/5/2026)
RR
Nevada(1/5/2026)
RR
New Hampshire(1/5/2026)
RR
New Jersey(1/5/2026)
RR
New Mexico(1/5/2026)
RR
New York(1/5/2026)
RR
North Carolina(1/5/2026)
RR
North Dakota(1/5/2026)
RR
Ohio(1/5/2026)
RR
Oklahoma(1/5/2026)
RR
Oregon(1/5/2026)
RR
Pennsylvania(1/5/2026)
RR
Rhode Island(1/5/2026)
RR
South Carolina(12/16/2025)
RR
South Dakota(1/5/2026)
RR
Tennessee(1/5/2026)
RR
Texas(1/5/2026)
RR
Utah(1/5/2026)
RR
Vermont(1/5/2026)
RR
Virginia(1/5/2026)
RR
Washington(1/5/2026)
RR
West Virginia(1/5/2026)
RR
Wisconsin(1/5/2026)
RR
Wyoming(1/5/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/5/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC
CRD#: 316115 / SEC#: , 8-70771
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1700 Broadway Suite 2100, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
