Evan Shields
Professional Summary
Evan Shields is a registered financial advisor currently at PARSONEX SECURITIES, INC. located in Orange, California. Evan is registered as a RR (Registered Representative) and started their career in finance in 2023. Evan has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
PARSONEX FINANCIAL SERVICES, INC. | PARSONEX SECURITIES, INC.
Contact Information
Main Address
8310 S. Valley Highway Suite 110, Englewood, CO 80112Mailing Address
8310 S. Valley Highway Suite 110, Englewood, CO 80112Phone Number
(303) 662-8700Established
Colorado since 03/07/2007Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/6/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Evan Shields's CRS (Customer Relationship Summary).
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