Matthew Ryan Pettera
Professional Summary
Matthew Ryan Pettera is a registered financial advisor currently at PARSONEX ADVISORY SERVICES, INC. located in Englewood, Colorado and PARSONEX SECURITIES, INC. located in Englewood, Colorado. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 6, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
PARSONEX ADVISORY SERVICES, INC. | PARSONEX FINANCIAL SERVICES, INC.
Contact Information
Main Address
8310 S. Valley Highway Suite 110, Englewood, CO 80112Mailing Address
8310 S. Valley Highway Suite 110, Englewood, CO 80112Phone Number
(303) 662-8700# of Employees
24SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,079AUM (Assets Under Management)
$271,312,952Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PARSONEX ADVISORY SERVICES, INC. | PARSONEX FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(4/3/2018)
(6/5/2025)
(8/6/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2014About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2015About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ryan Pettera's CRS (Customer Relationship Summary).
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