Claudia Augelli

ACP CAPITAL MANAGEMENT

Minneola, FL

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CRD#: 7544317

Professional summary

Claudia Augelli, who also goes by Claudia Montenegro Da Cunha Augelli, is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Minneola, Florida and ACP SECURITIES, LLC located in Miami, Florida.

Claudia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Claudia has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claudia Montenegro Da Cunha Augelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment Advisor, ACP Capital Management, Investment Related, Miami, Florida 40 hour per month during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Augelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2025 - Present

ACP CAPITAL MANAGEMENT, LLC

RIA

CRD#: 138556

Minneola, FL

Current

June 20, 2025 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Past

September 9, 2022 - July 7, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Miami Beach, FL

Past

August 1, 2022 - July 7, 2023

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/20/2025)

New York
(6/20/2025)

IAR

Texas
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/11/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

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Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

Phone number

(305) 670-4180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A WRAP (6/27/2025)

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 230,432,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Claudia Augelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Augelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACP SECURITIES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

ACP CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2022

Series 7TO

Date: 8/1/2022

SIE

Date: 6/11/2022

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACP CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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