Delfino Landaverde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Delfino Landaverde, who also goes by Del Landaverde, was a registered financial professional .
Delfino is a previously registered financial professional and started their career in finance in 2022. Delfino had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2025 - November 10, 2025
OPENARC CORPORATE ADVISORY, LLC
May 10, 2023 - September 29, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 2022 - September 29, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
OPENARC CORPORATE ADVISORY, LLC
CRD#: 336837 / SEC#: 801-133754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/12/2022
General Securities Representative ExaminationCurrent Firm
OPENARC CORPORATE ADVISORY, LLC
CRD#: 336837 / SEC#: 801-133754
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 492 |
| AUM (Assets Under Management) | $ 443,705,451 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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