Christopher Lescarbeau

CG MATON ADVISORY

Lakewood, CO

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CRD#: 7542636

Professional summary

Christopher Lescarbeau, who also goes by Christopher G Lescarbeau, is a registered financial advisor currently at CG MATON ADVISORY, INC. located in Lakewood, Colorado and STONEX SECURITIES INC. located in Lakewood, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher G Lescarbeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CG Maton Agency Inc.; NOT investment related; 2402 Abbey Ct, Alpharetta GA 30004; This business is set up to manage the payroll for clerical duties relating to the RIA; broker's assistant; 10/1/2024; 160 hrs/month - 120 hrs/month during trading hours; research

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lescarbeau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2024 - Present

CG MATON ADVISORY, INC.

RIA

CRD#: 127277

Lakewood, CO

Current

October 8, 2024 - Present

STONEX SECURITIES INC.

Office #2: 2402 Abbey Court, Alpharetta, GA 30004

CRD#: 18456

Lakewood, CO

Past

November 4, 2022 - August 29, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/8/2024)

IAR

Colorado
(2/21/2025)

Georgia
(10/8/2024)

IAR

Georgia
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/14/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/4/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/7/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CG MATON ADVISORY, INC.

C G MATON ADVISORY, INC. | CG MATON ADVISORY, INC.

CRD#: 127277 / SEC#:

Colorado

Registered Investment Advisory firm - (2/21/2025 Approved)

Georgia

Registered Investment Advisory firm - (2/26/1998 Approved)

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Contact information

Main Address

2402 Abbey Court, Alpharetta, GA 30004

Mailing Address

Phone number

(678) 297-1217

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher Lescarbeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lescarbeau's CRS (Customer Relationship Summary).

Certified licenses

Experience

CG MATON ADVISORY, INC.

STONEX SECURITIES INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2024

Series 63

Date: 11/14/2022

Series 7TO

Date: 11/4/2022

SIE

Date: 9/7/2022

FINRA

Current Firm

CG MATON ADVISORY, INC.

Contact information

Documents

Red Flags

Company Information

CG MATON ADVISORY, INC.

TRUST BUT VERIFY

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