Dylan T. Scales
Professional summary
Dylan Thomas Scales is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.
Dylan is registered as a RR (Registered Representative) and started their career in finance in 2022. Dylan has worked at 2 firms and has passed the Series 63, Series 86, Series 87, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dylan Thomas Scales's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2023 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022August 24, 2022 - October 27, 2023
THE BENCHMARK COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2023)
Exams
Series 7TO
Date: 8/24/2022
General Securities Representative ExaminationFINRA
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
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