Adam S. Grund
Professional summary
Adam Scott Grund is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Scott Grund's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2025 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432April 29, 2024 - February 10, 2025
DOMINARI SECURITIES LLC
June 28, 2022 - April 29, 2024
ENTORO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2025)
(1/14/2025)
(1/14/2025)
Exams
Series 79TO
Date: 7/1/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 6/28/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33432TRUST BUT VERIFY
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