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FIRM PROFILE
Overview
DAWSON JAMES SECURITIES, INC. is located at 101 North Federal Highway Suite 600, Boca Raton, FL 33432 and was first established at Florida, Florida in 07/30/2002. After operating for 23 years, DAWSON JAMES SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DAWSON JAMES SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. DAWSON JAMES SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DAWSON JAMES SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 16 disclosures, 12 being regulatory events, 1 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DAWSON JAMES SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DAWSON JAMES SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DAWSON JAMES SECURITIES, INC. Comes From
Understanding the Statistics for DAWSON JAMES SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
101 North Federal Highway Suite 600, Boca Raton, FL 33432
101 North Federal Highway Suite 600, Boca Raton, FL 33432
Small
(561) 391-5555
Florida since 07/30/2002
Corporation
December
FIRM DOCUMENTS
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Advisor's working at DAWSON JAMES SECURITIES, INC.
Thomas William Hands
Cory Grant Wachowiz
Robert Dawson Keyser III
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