Frank J. Johnson

ESQWEALTH

SAN DIEGO, CA 92101

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CRD#: 7538994

Professional summary

Frank J Johnson, CPWA® is a registered financial advisor currently at ESQWEALTH located in San Diego, California.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Frank has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank J Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-12-07

Expire date: 2023-11-30

Experience

Current

June 6, 2022 - Present

ESQWEALTH

Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101

RIA

CRD#: 320834

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2021

Uniform Investment Adviser Law Examination

Current Firm

ESQWEALTH

ESQ. WEALTH MANAGEMENT, INC. | ESQWEALTH

CRD#: 320834 / SEC#:

California

Registered Investment Advisory firm - (2/21/2025 Terminated)

Idaho

Registered Investment Advisory firm - (10/29/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1324 Sherman Ave., Coeur D'alene, ID 83814

Mailing Address

Phone number

(208) 656-4366

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 11,111,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank J. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank J Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESQWEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2021

Current Firm

ESQWEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ESQWEALTH

TRUST BUT VERIFY

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