Kevin G. Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Gerard Abbott, who also goes by Kevin Abbott, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2022. Kevin had worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2022 - December 5, 2024
FAIRLEAD STRATEGIES
August 19, 2022 - September 12, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FAIRLEAD STRATEGIES
CRD#: 297384 / SEC#: 801-122857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/19/2022
General Securities Representative ExaminationCurrent Firm
FAIRLEAD STRATEGIES
CRD#: 297384 / SEC#: 801-122857
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 215,356,115 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
