AP
Alexander S. Pimental
THE MARSHALL FINANCIAL GROUP,
Doylestown, PA 18901
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CRD#: 7535083
AP
Professional summary
Alexander Stewart Pimental is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP, INC located in Doylestown, Pennsylvania.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alexander has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Stewart Pimental's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2023 - Present
THE MARSHALL FINANCIAL GROUP, INC
Office #1: 33 West Court Street, Doylestown, PA 18901RIA
CRD#: 110935
Doylestown, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE MARSHALL FINANCIAL GROUP, INC
THE MARSHALL FINANCIAL GROUP, INC
CRD#: 110935 / SEC#: 801-62319
RIA
Registered Investment Advisory firm - (8/29/2003 Approved)California
Registered Investment Advisory firm - (9/25/2003 Terminated)Connecticut
Registered Investment Advisory firm - (8/29/2003 Terminated)Florida
Registered Investment Advisory firm - (9/25/2003 Terminated)Maryland
Registered Investment Advisory firm - (9/25/2003 Terminated)New York
Registered Investment Advisory firm - (9/25/2003 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2003 Terminated)Texas
Registered Investment Advisory firm - (9/25/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/22/2023)
Exams
Current Firm
THE MARSHALL FINANCIAL GROUP, INC
THE MARSHALL FINANCIAL GROUP, INC
CRD#: 110935 / SEC#: 801-62319
RIA
Registered Investment Advisory firm - (8/29/2003 Approved)California
Registered Investment Advisory firm - (9/25/2003 Terminated)Connecticut
Registered Investment Advisory firm - (8/29/2003 Terminated)Florida
Registered Investment Advisory firm - (9/25/2003 Terminated)Maryland
Registered Investment Advisory firm - (9/25/2003 Terminated)New York
Registered Investment Advisory firm - (9/25/2003 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2003 Terminated)Texas
Registered Investment Advisory firm - (9/25/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 West Court Street, Doylestown, PA 18901
Mailing Address
Phone number
(215) 348-9393
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,579 |
| AUM (Assets Under Management) | $ 866,412,770 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/12/2025 | ||
| 09/06/2024 | ||
| 04/09/2024 | ||
| 01/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
