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AF

Alexander P. Foshay

NEWMARK SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 7534985
AF

Professional summary

Alexander Philip Roch Foshay is a registered financial professional currently at NEWMARK SECURITIES, LLC located in New York, New York.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2025. Alexander has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Philip Roch Foshay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2025 - Present

NEWMARK SECURITIES, LLC

Office #1: 125 Park Ave 6th And 9th Floor, New York, NY, 10017
BD
CRD#: 309193
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 11/25/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/16/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NEWMARK SECURITIES, LLC
NEWMARK SECURITIES LLC | NEWMARK SECURITIES, LLC

CRD#: 309193 / SEC#: , 8-70554

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
125 Park Avenue, New York, NY 10017
Mailing Address
125 Park Avenue, New York, NY 10017
Phone number
(212) 372-2000
Established
Delaware since 04/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NEWMARK PARTNERS, L.P.SOLE MEMBER
DAVIS, JOSHUAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY7761240
KUEHNEN, ERIC CHRISTOPHERCHIEF COMPLIANCE OFFICER4577416
PAULSON, KENNETH MICHAELCHIEF FINANCIAL OFFICER2862259
SMIGEL, STEPHEN JAREDCHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER2401258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEWMARK SECURITIES, LLC

CRD#: 309193New York, NY 10017

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