GA
Grant Andrews
MODERN WEALTH MANAGEMENT
AUBRUN , CA 95603
Some features on this profile are disabled
CRD#: 7531304
GA
Grant AndrewsMODERN WEALTH MANAGEMENT
Professional summary
Grant Andrews is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Aubrun , California and MUTUAL SECURITIES, INC. located in Auburn, California.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Grant has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Modern Wealth Management, Start Date: 09/11/2026, 200 Auburn Folsom Rd., Ste. 200, Auburn, CA 95603, LLC, RIA, Lead Advisor, Manage Client accounts and provide advise/financial planning to clients, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 09/11/2026, 200 Auburn Folsom Rd., Ste. 200, Auburn, CA 95603, Lead Advisor, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 09/11/2026- MUTUAL SECURITIES GROUP -160 HOURS PER MONTH/8HOURS DURING SECURITIES TRADING-TIME SPENT 100%.
CRS (Client Relationship Summary) - RIA
Click below to view Grant Andrews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2026 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 200 Auburn Folsom Rd Suite 200, Aubrun , CA 95603RIA
CRD#: 324624
AUBRUN , CA
Current
September 11, 2026 - Present
MUTUAL SECURITIES, INC.
Office #1: 200 Auburn Folsom Rd. Ste. 200, Auburn, CA 95603BD
CRD#: 13092
Auburn, CA
Past
August 28, 2023 - September 25, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
AUBURN, CA
Past
January 26, 2023 - September 25, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
AUBURN, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/11/2026)
RR
Arkansas(9/11/2026)
RR
California(9/11/2026)
IAR
California(9/15/2026)
RR
District of Columbia(9/11/2026)
RR
Idaho(9/11/2026)
RR
Illinois(9/11/2026)
RR
Maine(9/11/2026)
RR
Minnesota(9/11/2026)
RR
Nevada(9/11/2026)
RR
Oregon(9/11/2026)
RR
Pennsylvania(9/11/2026)
RR
Texas(9/11/2026)
RR
Washington(9/11/2026)
RR
Wisconsin(9/11/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 1/25/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Loading...
Contact information
Main Address
1712 Main Street Suite 400, Kansas City, MO 64108
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
253
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30,617 |
| AUM (Assets Under Management) | $ 10,904,051,242 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624Aubrun , CA 95603TRUST BUT VERIFY
Monitor Grant Andrews
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
