Darin R. Hardy
Professional summary
Darin R Hardy, who also goes by Darin Hardy, is a registered financial professional currently at ULLICO INVESTMENT COMPANY, LLC located in Silver Spring, Maryland.
Darin is registered as a RR (Registered Representative) and started their career in finance in 2022. Darin has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darin R Hardy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
ULLICO INVESTMENT COMPANY, LLC
Office #1: 8403 Colesville Rd. 13 Floor, Silver Spring, MD 20910State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2022)
Exams
FINRA
Current Firm
ULLICO INVESTMENT COMPANY, LLC
CRD#: 135195 / SEC#: , 8-66906
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ULLICO INC. | SOLE SHAREHOLDER | |
| HUMPHREY, CATHY ANN | CHIEF OPERATIONS OFFICER | 4899999 |
| HUMPHREY, CATHY ANN | DIRECTOR | 4899999 |
| LAROCQUE, RICHARD FRANCIS | CHIEF COMPLIANCE OFFICER, GEN. SEC. PRINC | 2874559 |
| LINEHAN, JOSEPH RICHARD | GEN. SEC. PRINC.; AND PRESIDENT | 4951041 |
| LINEHAN, JOSEPH RICHARD | DIRECTOR | |
| YU, YINAN | CORPORATE SECRETARY, CFO, FINOP, TREASURER, DIRECTOR | 7787306 |
Red Flags
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