Siquan Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Siquan Wang was a registered financial professional .
Siquan is a previously registered financial professional and started their career in finance in 2023. Siquan had worked at 2 firms and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2025 - May 5, 2025
AKUNA SECURITIES LLC
September 15, 2023 - April 1, 2025
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 10/11/2023
Securities Trader ExamSeries 7TO
Date: 9/14/2023
General Securities Representative ExaminationCurrent Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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