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Thomas Michael Hyer

AKUNA SECURITIES
CHICAGO, IL
·CRD# 5916927·8 years experience

Professional Summary

Thomas Michael Hyer is a registered financial advisor currently at AKUNA SECURITIES LLC located in Chicago, Illinois. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 1 firm and has passed the SIE, Series 57 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

AKUNA SECURITIES LLC·CRD# 159041
BD
333 S. Wabash Ave. Suite 2600, Chicago, IL 60604
May 31, 2018 - Present

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Current Firm

AS
AKUNA SECURITIES LLC

AKUNA SECURITIES LLC

CRD#: 159041 / SEC#: 8-68957
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 S. Wabash Ave. Suite 2600, Chicago, IL 60604

Mailing Address

333 S. Wabash Ave. Suite 2600, Chicago, IL 60604

Phone Number

(312) 994-4640

Established

Delaware since 08/12/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
AKUNA TRADING LLCMANAGER—
ALEXIEVA, NELI MIHAYLOVACFO6854926
DUCKWORTH, RYAN JAMESCEO5970652
HYER, THOMAS MICHAELCHIEF RISK OFFICER5916927
JAVIER TORRES, CHRISTINA MARIECCO, AML-CO6618037
RIP, OLGAFINOP5440553

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed May 2018About the Series 57 exam

Series 24 — General Securities Principal Examination

Passed Aug 2018About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Thomas Michael Hyer's CRS (Customer Relationship Summary).

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