Joel J. Fernando
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel J Fernando was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2022. Joel had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2023 - March 20, 2024
BAOBAB FINANCIAL ADVISORY LLC
April 28, 2022 - December 9, 2022
SOUND INCOME STRATEGIES, LLC
State Registrations and Notice Filings
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Current Firm
BAOBAB FINANCIAL ADVISORY LLC
CRD#: 324298 / SEC#:
Contact information
Red Flags
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