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Zachary M. Ziemba
FIRST CITIZENS INVESTOR SERVICES
Raleigh, NC 27603
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CRD#: 7529883
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Professional summary
Zachary Michael Ziemba is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Raleigh, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Applied Data Reasearch Institute It is not investment related. 3223 Avent Ferry Road A0f PMB 120, Raleigh, North Carolina 27606 ADRI, is research non-profit that leverages data analytics and advanced systems modeling to address critical challenges facing our ever-evolving world. Guided by science and a commitment to ethics, our mission is to make society more sustainable, equitable, and resilient. We work closely with partners, mainly government and educational research organizations, across sectors, predominately energy and transportation logistics, to identify and forward projects that contribute to these goals. Director of Development, Board Member No relationship with any other business I work, or I am associated with. Start date of Relationship: 01/03/2023 Approximate hours/ month devoted to business: 6-8 hours per month. number of hours/ months devoted during trading hours: 0 hours per month. Duties Related to business: Discuss and help decide on what opportunities to pursue for the organization. Help set up and organize events. It is currently an unpaid position. I am not listed on any of the organizations financial accounts and have no check writing privileges on any of the accounts. 2) NOTARY PUBLIC POSITION: It is just me with a notary License NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2024 ADDRESS: 1510, Pender St, Raleigh NC 27610, United States DESCRIPTION: I have a NC notary public License and plan to occasionally notarize documentation documents for a fee by NC state law.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Michael Ziemba's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary Michael Ziemba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603RIA
BD
CRD#: 44430
Raleigh, NC
Current
November 1, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603RIA
BD
CRD#: 44430
Raleigh, NC
Past
March 11, 2023 - October 17, 2023
CREDIT UNION INVESTMENT SERVICES
RIA
CRD#: 144871
Raleigh, NC
Past
August 11, 2022 - October 17, 2023
SECU BROKERAGE SERVICES
BD
CRD#: 19899
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(7/25/2025)
RR
North Carolina(11/1/2023)
IAR
North Carolina(11/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Raleigh, NC 27603TRUST BUT VERIFY
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