Rohit Alwyn Dalmeida

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

INTERACTIVE BROKERS LLCCurrent·CRD# 36418

BD

401-404, Waterstones Off International Airport Road, Mumbai, Maharashtra 400059

February 21, 2024 - Present

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Current Firm

IB

INTERACTIVE BROKERS LLC

CRD#: 36418 / SEC#: 8-47257

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

One Pickwick Plaza, Greenwich, CT 06830

Phone Number

(203) 618-5710

Established

Connecticut since 03/09/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IBG LLC	MANAGING MEMBER	—
BRODY, PAUL JONATHAN	SECRETARY, PRINCIPAL OPERATIONS OFFICER	1722066
CHAIT, JONATHAN	EXECUTIVE VICE PRESIDENT, COO	4582696
FRIEDLAND, DAVID ERIC	MANAGING DIRECTOR-ASIAN OPERATIONS	2715164
GALIK, MILAN	CHIEF EXECUTIVE OFFICER	2204066
GELMAN, JONATHAN MICHAEL	CHIEF COMPLIANCE OFFICER	5440103
MANDELBAUM, ELAINE	GENERAL COUNSEL	2957713
MENICUCCI, JAMES	PRINCIPAL FINANCIAL OFFICER	6590173
SHAO-CHEN, KENGNING	TREASURER	5910386

Disclosures

Regulatory Event

92

Arbitration

28

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.