Sheng Yang
Professional Summary
Sheng Yang, who also goes by Sean Yang, is a registered financial advisor currently at TWO SIGMA SECURITIES, LLC located in New York, New York. Sheng is registered as a RR (Registered Representative) and started their career in finance in 2022. Sheng has worked at 1 firm and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sean Yang
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Contact Information
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
SOHO SECURITIES, LLC | TWO SIGMA SECURITIES, LLC
Contact Information
Main Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013Mailing Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013Phone Number
(212) 625-5700Established
Delaware since 10/03/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TWO SIGMA SECURITIES GROUP HOLDINGS LLC | SOLE MEMBER | — |
| LENTERMAN, REMCO OSCAR | CHIEF EXECUTIVE OFFICER | 2270233 |
| LUBETSKY, JASON MATTHEW | FINOP, CFO AND PRINCIPAL FINANCIAL OFFICER | 4012781 |
| VALLESE, CARL JOSEPH | CHIEF COMPLIANCE OFFICER | 4464191 |
| VIADRO, DIMITRI | COO AND PRINCIPAL OPERATIONS OFFICER | 5027346 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Sheng Yang's CRS (Customer Relationship Summary).
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