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JP

Joao P. Paes

XP INVESTMENTS US
Sao Paulo, 04538-132
Some features on this profile are disabled
CRD#: 7527198
JP

Professional summary

Joao Pedro Baptista Viega Paes, who also goes by Joao Baptista VIegas De Olivei, Joao Pedro Baptista Viegas De Oliveira Paes, Joao Pedro Paes, Joao Paes, is a registered financial professional currently at XP INVESTMENTS US, LLC .

Joao is registered as a RR (Registered Representative) and started their career in finance in 2023. Joao has worked at 1 firm and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joao Baptista Viegas De Olivei | Joao Pedro Baptista Viegas De Oliveira Paes | Joao Pedro Paes | Joao Paes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joao Pedro Baptista Viega Paes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2023 - Present

XP INVESTMENTS US, LLC

Office #1: Av Chedid Jafet 75, Torre Sul 30th Floor, Sao Paulo, 04538-132
BD
CRD#: 156691
Sao Paulo,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/19/2023)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 3/3/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

XI
XP INVESTMENTS US, LLC
XP INTERNATIONAL | XP SECURITIES, LLC | XP PRIVATE INTERNATIONAL | XP PRIVATE | XP INVESTMENTS US, LLC | XP INVESTMENTS

CRD#: 156691 / SEC#: , 8-68817

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 West 46th Street 30th Floor, New York, NY 10036
Mailing Address
701 Brickell Avenue #2120, Miami, FL 33131
Phone number
(786) 732-1100
Established
Delaware since 12/29/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
XP HOLDING INTERNATIONAL, LLCPARENT COMPANY
COSTA, JOSE EDUARDOCHIEF EXECUTIVE OFFICER4983100
GOMEZ, ADELIA MARIELCHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER5477182
SINGER, STEVEN FREDERICPRINCIPAL FINANCIAL OFFICER2360737
WILSON, JARED RYANCHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER5322068

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XP INVESTMENTS US, LLC

CRD#: 156691Sao Paulo 04538-132

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