Robert J. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert J Park, who also goes by Robert J Park, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2022. Robert had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2024 - November 18, 2024
FNEX CAPITAL, LLC
March 24, 2023 - March 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2023 - March 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2022 - February 16, 2023
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/8/2022
General Securities Representative ExaminationCurrent Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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