Carilu B. Robinson

PROPHET WEALTH MANAGEMENT

Kenosha, WI 53140

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CRD#: 7526549

Professional summary

Carilu Buchal Robinson is a registered financial advisor currently at PROPHET WEALTH MANAGEMENT located in Kenosha, Wisconsin.

Carilu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Carilu has worked at 1 firm and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carilu Buchal Robinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2022 - Present

PROPHET WEALTH MANAGEMENT

Office #1: 708 57th Street, Kenosha, WI 53140

RIA

CRD#: 113481

Kenosha, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/22/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/12/2022

Uniform Investment Adviser Law Examination

Current Firm

PROPHET WEALTH MANAGEMENT

PROPHET ASSET MANAGEMENT | PROPHET WEALTH MANAGEMENT | PROPHET ASSET MANAGEMENT , INC.

CRD#: 113481 / SEC#: 801-68628

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Illinois

Registered Investment Advisory firm - (5/11/2012 Approved)

Texas

Registered Investment Advisory firm - (1/11/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (3/30/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

708 57th Street, Kenosha, WI 53140

Mailing Address

Phone number

(262) 657-5555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 66,569,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carilu B. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carilu Buchal Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROPHET WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 4/22/2022

Series 65

Date: 3/12/2022

Current Firm

PROPHET WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROPHET WEALTH MANAGEMENT

TRUST BUT VERIFY

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