Zachary T. Zhu
Professional summary
Zachary Thomas Zhu, who also goes by Zachary T Zhu, is a registered financial professional currently at IMC FINANCIAL MARKETS located in Chicago, Illinois.
Zachary is registered as a RR (Registered Representative) and started their career in finance in 2023. Zachary has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachary Thomas Zhu's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2025 - Present
IMC FINANCIAL MARKETS
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606April 1, 2023 - September 2, 2025
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/19/2023
Securities Trader ExamSeries 7TO
Date: 4/1/2023
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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