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Find, Compare and Monitor Financial Advisors at IMC FINANCIAL MARKETS

CRD#: 104143
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

IMC FINANCIAL MARKETS is located at 233 South Wacker Drive #4300, Chicago, IL 60606 and was first established at Chicago, Illinois in 04/27/2000. After operating for 26 years, IMC FINANCIAL MARKETS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of IMC FINANCIAL MARKETS’s clients are individuals and 0% of their clients are high net worth individuals. IMC FINANCIAL MARKETS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at IMC FINANCIAL MARKETS are registered to handle securities or provide financial advice. The firm has 35 disclosures, 35 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access IMC FINANCIAL MARKETS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at IMC FINANCIAL MARKETS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for IMC FINANCIAL MARKETS Comes From

Understanding the Statistics for IMC FINANCIAL MARKETS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
35

FIRM INFORMATION

Main Address
233 South Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606
Firm Size
Large
Phone Number
(312) 244-3300
Established
Illinois since 04/27/2000
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
IMC AMERICAS, INC.MEMBER
DOWNEY, JASON EDWARDCCO6080734
HANSEN, CHRISTINE ECEO5679799
HOFFMAN, ADAM MICHAELCOO, CFO, PFO, POO5579229
TAYLOR, LAURA DENISEFINOP7116097

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at IMC FINANCIAL MARKETS

MW

Marc Weintraub

Marc Benjamin Weintraub
RR
CRD#: 2252548
Location:
Chicago, IL 60606

Registered Affiliation(s):IMC FINANCIAL MARKETS

Disclosures:
Experience:
33 years
JL

James Litwin

James Frederick Litwin
RR
CRD#: 4131223
Location:
New York, NY 10016

Registered Affiliation(s):IMC FINANCIAL MARKETS

Disclosures:
Experience:
26 years
DE

David C Eberhart

Eberhart C David, Eberhart Chrisman David
RR
CRD#: 1699459
Location:
Chicago, IL 60606

Registered Affiliation(s):IMC FINANCIAL MARKETS

Disclosures:
Experience:
29 years
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