DB
Daniel J. Balaban
BLACKSTONE SECURITIES PARTNERS L.P.
New York, NY 10022
Some features on this profile are disabled
CRD#: 7521642
DB
Professional summary
Daniel Joseph Balaban, who also goes by Daniel Balaban, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Daniel Balaban
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Triple Double Elite Basketball LLC, not investment-related, LLC created to run youth basketball camps and clinics, Camp Director and Basketball Coach, Start Date 03/07/2022, 0 hours per month - no longer running camps, I ran several camps and clinics prior to the onset of the Covid-19 pandemic. Henry P. Becton Regional High School, not investment-related, 120 Paterson Ave, East Rutherford, NJ 07073, basketball coach, Head Varsity Boys Basketball Coach, Start Date 03/07/2022, The high school basketball season runs from the last week of November through the first week of March (about three months). I devote about twelve hours per week to coaching during the season (48 hours per month), I coach basketball.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Balaban's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2025 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 601 Lexington Avenue, New York, NY 10022BD
CRD#: 17917
New York, NY
Past
May 4, 2022 - September 5, 2025
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
April 8, 2022 - September 5, 2025
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/16/2025)
RR
Alaska(9/16/2025)
RR
Arizona(9/16/2025)
RR
Arkansas(9/16/2025)
RR
California(9/16/2025)
RR
Colorado(9/16/2025)
RR
Connecticut(9/16/2025)
RR
Delaware(9/16/2025)
RR
District of Columbia(9/16/2025)
RR
Florida(9/16/2025)
RR
Georgia(9/16/2025)
RR
Hawaii(9/16/2025)
RR
Idaho(9/16/2025)
RR
Illinois(9/16/2025)
RR
Indiana(9/16/2025)
RR
Iowa(9/16/2025)
RR
Kansas(9/16/2025)
RR
Kentucky(9/16/2025)
RR
Louisiana(9/16/2025)
RR
Maine(9/16/2025)
RR
Maryland(9/16/2025)
RR
Massachusetts(9/16/2025)
RR
Michigan(9/16/2025)
RR
Minnesota(9/16/2025)
RR
Mississippi(9/16/2025)
RR
Missouri(9/16/2025)
RR
Montana(9/16/2025)
RR
Nebraska(9/16/2025)
RR
Nevada(9/16/2025)
RR
New Hampshire(9/16/2025)
RR
New Jersey(9/16/2025)
RR
New Mexico(9/16/2025)
RR
New York(9/16/2025)
RR
North Carolina(9/16/2025)
RR
North Dakota(9/16/2025)
RR
Ohio(9/16/2025)
RR
Oklahoma(9/16/2025)
RR
Oregon(9/16/2025)
RR
Pennsylvania(9/16/2025)
RR
Puerto Rico(9/16/2025)
RR
Rhode Island(9/16/2025)
RR
South Carolina(9/16/2025)
RR
South Dakota(9/16/2025)
RR
Tennessee(9/16/2025)
RR
Texas(9/16/2025)
RR
Utah(9/16/2025)
RR
Vermont(9/16/2025)
RR
Virgin Islands(9/16/2025)
RR
Virginia(9/16/2025)
RR
Washington(9/16/2025)
RR
West Virginia(9/16/2025)
RR
Wisconsin(9/16/2025)
RR
Wyoming(9/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
